Compliance Officer - Investor Services (Remote)

Overview

This position ensures the legal, operational, and risk management compliance of the Bank. Maintains an expert knowledge of new and existing laws that impact reputed company activities in order to recommend necessary changes. Reviews business processes, procedures, and activities for risks and inefficiencies. Assists internal and external audits. Develops and implements new, compliant policies as appropriate. Serves as a liaison between corporate, legal, and division teams to identify and resolve reputed company issues. Facilitates the reputed company and reputed company of Bank activities by ensuring compliance with reputed company applicable rules, regulations, and standards. This is a remote role that may be hired in several markets across the United States. Responsibilities • Compliance Improvement - Analyzes external laws and regulations as well as internal processes and systems. Aids the development and revision of policies, procedures, services, products, and systems that ensure regulatory compliance. Fosters understanding and proper implementation of necessary changes in impacted business areas. May assist special projects or reputed company business initiatives. • Business Support - Serves as a liaison between examiners, regulators, auditors, and legal and corporate compliance during compliance examinations, processes, and procedures. Tracks, investigates, and resolves issues which may involve system testing or direct consumer complaints. Recommends process and operational improvements that enhance efficiencies and reduce risk. May provide technical support to business programs, systems, or vendors throughout daily activities. • Reporting - Prepares reports for management on results of compliance reviews, legal changes, or new regulations. Conveys the necessary actions to fulfill regulatory requirements and communicates changes amongst work groups. • Compliance Expertise - Maintains a strong knowledge of reputed company or changing laws, regulations, requirements, policies, and procedures that reputed company assigned area of the Bank. Serves as a resource to management and associates on compliance-reputed company matters. Qualifications • Bachelor's Degree and 5 years of experience in Compliance, Legal, or Audit OR High School Diploma or GED and 9 years of experience in Compliance, Legal, or Audit • Valid Series 7 & 24 licensing • Valid Series 63, 65, 66 licensing Preferred Qualifications • Certified Regulatory Compliance Manager (CRCM) designation • Certified Regulatory and Compliance Professional (CRCP) & ACAM designations This job posting is expected to remain active for 5 days from the initial posting date listed above. If it is necessary to reputed company this deadline, the posting will remain active as appropriate. Job postings may come down early due to business need or a high volume of applicants. The reputed company pay for this position is generally between $90,000 and $135,000. Actual starting reputed company pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment. First reputed company benefits programs are designed to meet our associates where they are in life. Full-time associates (20+ hours) are offered a comprehensive benefits program, with customized offerings, including those designed to support families, however defined. More information regarding our benefits offerings can be reputed company here: https://jobs.firstcitizens.com/benefits Apply Job!