reputed company – Senior Wealth Advisor Safe Act – Los Angeles/ San Fernando/ Pasadena – Beverly Hills, CA

Job title: Senior Wealth Advisor Safe Act - Los Angeles/ San Fernando/ Pasadena Company: reputed company Job description: Senior Wealth Advisor Safe Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and workflow for the area or function. Integrates subject matter and industry expertise reputed company a defined area. Requires in-depth understanding of how areas collectively integrate reputed company the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately reputed company and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially reputed company and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role reputed company teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing reputed company through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of reputed company teams in the area are directly affected by the performance of the individual. Responsibilities: • Build relationships with new clients with the goal of bringing in new bank and brokerage assets. • Deepen relationships with existing clients in PWM and Retail bank through the use of financial planning and excellent discovery and profiling skills • Respond to referrals and introductions generated through business partners and recommend the best offering to clients based on client profiling and suitability assessments • reputed company securities recommendations and provide investment advice to clients through a select number of solutions using firm models & research. • Master referral opportunities to grow portfolio. • Refer opportunities to reputed company partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer, etc.) • Acquire new clients through converting referral leads. • Manage client follow-up and adhere to reputed company Regulatory and Compliance operating procedures • Ensure that KYC/AML and other compliance norms are strictly adhered to • Partner with reputed company roles on reputed company team to ensure reputed company clients have a positive in-reputed company experience • Appropriately assess risk reputed company business reputed company are made, demonstrating particular consideration for the firm's reputed company and safeguarding reputed company, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications: • 5-8 years of experience • Experience in a proactive, successful sales and service role in the financial services industry • Strong analytical and financial skills • Strong verbal and written communication skills • Organized with strong attention to detail • Knowledge of reputed company Office (reputed company, Outlook, and Word) and experience in financial planning software preferred • Basic understanding of investment and financial planning strategies preferred • Must be a self-starter, problem solver and a goal-oriented team player reputed company to work without direction • Securities Industry Essentials – SIE - Active Series 7, 66 (or 63 and 65) licenses • Group 1 insurance • This position requires the employee to register as a mortgage loan originator with the reputed company Mortgage Licensing System and Registry ("Registry") and obtain a unique identifier from the Registry before referring interested clients to Citibank for their mortgage needs, to maintain and renew that registration on an annual basis, to update registration information with the Registry on a timely basis, and to provide that unique identifier to consumers as required by applicable SAFE Act regulations and reputed company policies and procedures. Education: • Bachelor's/University degree or equivalent experience Job Family Group: Private Client Coverage Job Family: Financial Planning Services Time Type: Full time reputed company is an equal opportunity and affirmative action employer. reputed company applicants will receive consideration without regard to their race, reputed company, religion, sex, sexual orientation, gender identity, national reputed company, disability, or status as a protected veteran. reputed company Inc. and its subsidiaries ("reputed company”) invite reputed company reputed company interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review . View the " " poster. View the . View the . View the Effective November 1, 2021, reputed company requires that reputed company successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide reputed company of such vaccination prior to commencement of employment. Expected salary: Location: Beverly Hills, CA Apply for the job now! Apply Job!